“倒逼”还是抑制?国际贸易摩擦与企业创新
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Reverse push effect or suppression effect? International trade friction and corporate innovation
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    摘要:

    本文以中国企业受到的反倾销和反补贴制裁为外生事件,探讨国际贸易摩擦对于中国企业创新行为的影响.研究发现,遭遇国际贸易摩擦之后,企业的创新水平会显著提高;这种“倒逼”作用在出口依赖型、行业竞争更激烈和属于高科技行业的企业中更加突出,说明外贸重要性、竞争压力和行业特性是驱动中国企业加速创新以应对国际贸易摩擦冲击的重要因素;同时,国际贸易摩擦与创新之间的正向关系在企业技术人才储备更充足、面临的融资约束更小以及产权性质为国有时更显著,说明人力、财务等创新资源储备是保障企业应对贸易摩擦冲击并实现有效创新的前提条件.进一步的研究显示,国际贸易摩擦促进的主要是质量相对较高的创新活动,其影响具有较强的持续性,且自主创新能力的提高有助于缓解国际贸易摩擦对企业出口业绩的抑制作用.本文的研究结论不仅丰富了创新和贸易摩擦领域的文献,也能够为中国从“贸易大国”向“贸易强国”的转变提供一定的政策借鉴,并为中美贸易摩擦对企业创新乃至中国产业转型升级方面的社会讨论提供理论参考.

    Abstract:

    This paper explores whether international trade frictions force Chinese firms to enhance their innovative activities. Empirical results from global anti-dumping and anti-subsidy sanctions imposed on Chinese firms as exogenous shocks show that the innovative activities of Chinese firms increase significantly after experiencing trade frictions. Moreover, the positive relationship between trade frictions and corporate innovation is more significant in highly export-oriented firms,firms facing stronger competition, and high-tech firms.This suggests that trade importance, competitive pressure, and high-tech features motivate firms to engage more in corporate innovation in response to trade frictions. Results also show that the reverse push effect of trade frictions on innovation is more pronounced in firms with more technical talents, in firms that are less financially constrained, and in state-owned enterprises,as these firms are equipped with more abundant innovative resources. Further analyses show that international trade frictions give rise to relatively high-quality innovations, and this effect can last for up to four years. And boosting innovation activities helps relieve the negative impact of trade frictions on firms’export performance. Our research not only contributes to the literature on corporate innovation and international trade frictions, but also provides practical guidance for China’s transformation from a manufacturing giant to a manufacturing powerhouse. Besides, our conclusions may also offer theoretical implications for the recent heated discussions on how to cope with Sino-US trade frictions.

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谢露,刘秀梅,谭有超.“倒逼”还是抑制?国际贸易摩擦与企业创新[J].管理科学学报,2025,(4):17~31

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  • 在线发布日期: 2025-05-08
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