嵌入双向期权的激励相容型 CoPS 研发合约设计
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F270.7; F272.3; F273.7

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辽宁省社会科学规划基金资助项目( L16BJY008) ; 辽宁省 2018 经济发展课题资助项目( 2018lslktyb-113)


Design of incentive compatible R&D contract embedded with bi-direction options in CoPS
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    摘要:

    有别于聚焦在过程管理或降低信息不对称的现有研究,论文建立了可实现激励相容的复杂产品系统研发外包合约模型.通过对三种模型(标准、考虑质量保函、嵌入双向期权)比较,得出:1)过程控制无法解决"整体次优",也无法根治"偷懒"; 2)质量保函可以在一定程度上解决"偷懒"问题; 3)嵌入分享和处罚双向期权的激励相容型研发外包合约,因为以努力行为的结果来决定分包商收益,消除了信息不对称的影响,所以可同时解决"偷懒"和"整体次优",达到整体最优.研究从新视角审视了信息不对称,解决了"偷懒"和"整体次优",是对激励相容理论和合约治理在外包领域的扩展和深入,为管理实践的外包合约治理提供了全新思路.

    Abstract:

    Differing from the current studies which focus on the process management or the reduction of the information asymmetry, this paper establishes an incentive compatible outsourcing contract model for R&D in CoPS. The following results are derived by comparing three models—the standard game model( model I) , the modified game model embedded with quality guarantee( model II) , and the improved model embedded with the bi-direction option of sharing and penalty( model III) : 1) Process control( model I) , cannot solve the problem of sub-optimal in whole , nor can it eliminate the sub-contractor s lazy behavior; 2) To a certain extent,sub-contractors lazy behavior can be alleviated by quality guarantee( model II) ; 3) The improved contract ( model III) can solve the above two problems and achieve overall optimum, since information asymmetry will be eliminated when the sub-contractor income is decided by his own effort. This paper examines information asymmetry from a new perspective and solves the problems of sub-optimal in whole and laziness. It is an expansion and deepening of incentive compatibility theory and contract governance in outsourcing field, and it provides a new idea for outsourcing contract governance in management practices.

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陈占夺.嵌入双向期权的激励相容型 CoPS 研发合约设计[J].管理科学学报,2019,22(9):82~96

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  • 在线发布日期: 2021-10-25
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